|
|
Training Made Easy
How to structure a compliance
training system even auditors will like
by Bill Koch,
Editor, Compliance Advisor
In high school, I was that rare type of geek
who wanted to pursue writing, television production and all things creative, but
at the same time, I had an aptitude for math. Somehow, during placement testing
before my freshman year, I was placed in advanced math without my total
enthusiasm. [
Read More ... ]
|
|
|
The importance of training for compliance
Trey Sullivan |
For a community bank without an established “training department,” keeping your employees up to date on compliance regulations can be a daunting task. This month’s feature article shows how adopting online training and using a learning management system can help anyone feel like he or she has a training department even the big guys would envy.
Last month, we asked how you deal with report overload and we found that you have some very effective ways to integrate information. This month, we ask how you deal with cashing U.S. Treasury checks from non-customers. We need your best advice.
To keep this material relevant to you, I invite you to become actively involved
with this newsletter. Please send ideas for articles you’d like to see and let us know how relevant the current topics are to you and your career. Take our brief survey and you’ll be registered for an Apple iPod™. Real experience “from-the-field” helps everyone succeed.
If you would like to unsubscribe from this newsletter, please click on link at the bottom of the page.
|
|
|
|
Here We Grow Again!
Thanks to our growing customer list, ATTUS Technologies is out of space. So, we’ve moved to new, larger offices. Our phone numbers remain the same, but please note our new address:
ATTUS Technologies
15800 John J. Delaney Drive
Suite 250
Charlotte, NC 28277
Thanks for helping us grow.
|
|
 |
Complete our 1-minute reader survey and you could win
an Apple iPod. |
|
|
Issue 7
May 18, 2005
Vol. 1
Issue 7
|
Issue 6
April 25, 2005
Vol. 1
Issue 6
|
Issue 5
March 21, 2005
Vol. 1
Issue 5
|
Issue 4
February 14, 2005
Vol. 1
Issue 4
|
Issue 3
January 19, 2005
Vol. 1
Issue 3
|
Issue 2
December 14, 2004
Vol. 1
Issue 2
|
Premiere Issue
November 15, 2004
Vol. 1
Issue 1
|
|
|  |
|
|
|
Preparing for an IT Security Audit
Learn specific strategies and implementation methods to:
-
Reduce fraud risk from unauthorized system access
-
Satisfy GLBA requirements and other security regulations
-
Build a compliance blueprint for your institution
|
 |
for this complimentary Webinar today. |
|
|
|
Complimentary White Paper |
|
Building a Business Case
for Online Compliance Training
Web-based training provides many cost-saving benefits for banking
institutions—small and large. The informative white paper presents the benefits
of using online training to meet compliance training requirements and help you
present a compelling business case to management.
|
|
to
immediately download this complimentary white paper. |
|
|
|
Last Issue's Dilemma:
Too
much information?
With
the increased amount of monitoring necessary to stay in compliance, I feel like
I’m reading different reports from different systems all day long. I have to
read separate reports from deposits, loans, trust, brokerage, wire transfers,
monetary instruments and so on.
How are
other compliance officers monitoring account activities for all facets of BSA?
Ideally, I’d like to have software or a process where information from all
banking departments can be compiled into one report so I can monitor the
activities of customers who might fit into the AML program.
Is there a streamlined system other compliance officers use now? Or am I doomed
to be stuck in report overload?
—Risk
Manager in Kentucky
Read the best advice from readers
|
|
|
This Issue's Dilemma:
Is the non-customer always right?
We get many requests
from non-customers to cash U.S. Treasury checks. We are the only bank in a very
rural community, so I hate to turn away customers. But I also know we are
supposed to run OFAC checks on each of these Treasury checks that I process.
This takes extra time for our tellers and our compliance officer.
Should I refuse to
cash these checks from the general public or should I take the extra time to
run the proper compliance procedures?
How do other community banks handle these
requests from non-customers? Do I have
any alternatives?
—Linda, Compliance Auditor
Can You Help?
|
|
Share your experience.
You could win an
Apple iPod.
Congratulations to this month's winner:
Mike
Eikenberry, IT Officer, Farmers & Merchants State Bank |
|
|
|
Fraud and AML
Monitoring: Stay ahead of the bad guys |
|
Change Management:
Survive and thrive |
|
Government
Regulations: Keep up with your changing environment |
|
|
"The helpful staff at InternetVIZ keeps our newsletter on track, and enables us to bring valuable information
to our most important constituents—our customers."
- Trey Sullivan, CEO, ATTUS Technologies
InternetVIZ can make newsletters work for you! For more information click here.
Privacy Policy |
Published by
InternetVIZ
Copyright © 2005 InternetVIZ. All rights reserved.
|
|
|
| |
